Dexus Annual Report 2017 103
Top 20 security holders at 31 July 2017
Rank Name No. of units
% of issued
capital
1 HSBC Custody Nominees (Australia) L imited 526,302,913 51.75
2 J P Morgan Nominees Australia Limited 165,317,470 16.26
3 Citicorp Nominees Pty Limited 117,3 47,149 11.54
4National Nominees Limited 46,0 57,938 4 .53
5 BNP Paribas Nominees Pty Ltd <Agency Lending DRP A/C> 25,156,253 2.47
6 BNP Paribas Noms Pty Ltd <DRP> 14,162,021 1.39
7 Citicorp Nominees Pty Limited <Colonial Firs t State Inv A/C> 8,949, 598 0.88
8 AMP Life Limited 5,383,252 0.53
9 IOOF Investment Management Limited <IPS Super A/C> 3,804 ,274 0.37
10 RBC Investor Services Australia Nom inees Pty Ltd <Harvester ETF> 3,674,159 0.36
11 National Nominees Limited <N A/C> 3,052,739 0.30
12 HSBC Custody Nominees (Australia) L imited <NT-Comnwlth Super Corp A/C> 2,115,761 0.21
13 Bond Street Custodians Limited <ENH Proper ty Securities A/C> 1,982,625 0 .19
14 Pacific Custodians Pty Limited Per f Rights Plan TST 1,508,372 0.15
15 BNP Paribas Noms (NZ) Ltd <DRP> 1,206,204 0.12
16 HSBC Custody Nominees (Australia) L imited-GSCO ECA 925,810 0.09
17 HSBC Custody Nominees (Australia) L imited 850,984 0.08
18 Netwealth Investments Limited <Warp Servi ces A/C> 761,084 0.07
19 Bond Street Custodians Limited <Propert y Securities A/C> 755,629 0.07
20 SBN Nominees Pty Limited <100 04 Account> 703,000 0.07
Sub total 930,017,235 91.45
Balance of register 86,950,065 8.55
Total of issued capital 1,016 ,967,3 00 100.00
Substantial holders at 31 July 2017
The names of substantial holders, wh o at 31 July 2017 have notified the Respo nsible Entity in accordance with s ection 671B of the
Corporations Act 2001
, are:
Date Name
Number
of stapled
securities % voting
9 Feb 17 Vang uard Group 87,56 9,418 9.0 5%
23 Mar 17 State Street Corporation 57,873,621 5.98%
24 Mar 14 Blackrock Group1366,488,530 6.81%
11 Jul 16 The Bank of New York Mellon Corporation 60,381,179 6 .24%
1. As disclosed in a substantial holder notice lodged on 24 March 2014 by Blackrock Group, number of securities held unadjusted for 1:6 security consolidation
implemented 17 November 2014.
Additional Information
Class of securities
Dexus has one class of stapled securi ty trading on the ASX with security h olders holding stapled se curities at 31 July 2017.
Spread of securities at 31 July 2017
Range Securities %No. of Holders
100,000 and over 941,2 89,109 92.56 61
50,000 to 100,000 2,742,798 0.27 40
10,001 to 50,000 17,03 8,189 1.68 1 ,012
5,001 to 10,000 17,49 6,91 0 1.72 2,546
1,001 to 5,000 32,89 9,317 3. 24 13,867
1 to 1,000 5,50 0,977 0.54 11,217
Total 1, 016,96 7,300 100.00 28,743
At 31 July 2017, the number of security holde rs holding less than a marketable parce l of 53 Securities ($500) was 428 and they h old in total
2,994 securities.
Voting rights
At meetings of the security holders of D exus Diversified Trust, Dexus Industria l Trust, Dexus Oce Trust and Dexus Operations Trust, bein g
the Trusts that comprise Dexus, on a show of hand s, each security holder of e ach Trust has one vote. On a poll, each secur ity holder of
each Trust has one vote for each dollar of the value of th e total interests they have in the Trust.
Securities restricted or subject to voluntary escrow
There are no stapled securities that are restricted o r subject to voluntary escrow.
On-market buy-back
Dexus has no on-market buy back in place
Cost base apportionment
For capital gains tax purposes, the cost b ase apportionment details for D exus securities for the 12 months en ded 30 June 2017 are:
Date
Dexus
Diversified
Trust
Dexus
Industrial
Trust
Dexus
Oce
Trust
Dexus
Operating
Trust
1 Jul 2016 to 31 Dec 2016 30.48% 12.47% 52.23% 4.82%
1 Jan 2017 to 30 Jun 2017 28.98% 11.91% 54. 30% 4.81 %
Historical cost base details are availabl e at www.dexus.com
104
Additional Information continued
Investor Information
Additional Information Top 20 security holders at 31 July 2017 Rank Name No. of units % of issued capital 1 HSBC Custody Nominees (Australia) Limited 526,302,913 51.75 2 J P Morgan Nominees Australia Limited 165,317,470 16.26 3 Citicorp Nominees Pty Limited 117,347,149 11.54 4 National Nominees Limited 46,057,938 4.53 5 BNP Paribas Nominees Pty Ltd 25,156,253 2.47 6 BNP Paribas Noms Pty Ltd 14,162,021 1.39 7 Citicorp Nominees Pty Limited 8,949,598 0.88 8 AMP Life Limited 5,383,252 0.53 9 IOOF Investment Management Limited 3,804,274 0.37 10 RBC Investor Services Australia Nominees Pty Ltd 3,674,159 0.36 3,052,739 0.30 2,115,761 0.21 11 National Nominees Limited 12 HSBC Custody Nominees (Australia) Limited 13 Bond Street Custodians Limited 1,982,625 0.19 14 Pacific Custodians Pty Limited Perf Rights Plan TST 1,508,372 0.15 15 BNP Paribas Noms (NZ) Ltd 1,206,204 0.12 16 HSBC Custody Nominees (Australia) Limited-GSCO ECA 925,810 0.09 17 HSBC Custody Nominees (Australia) Limited 850,984 0.08 18 Netwealth Investments Limited 761,084 0.07 19 Bond Street Custodians Limited 755,629 0.07 20 SBN Nominees Pty Limited <10004 Account> Sub total Balance of register Total of issued capital 703,000 0.07 930,017,235 91.45 86,950,065 8.55 1,016,967,300 100.00 Substantial holders at 31 July 2017 The names of substantial holders, who at 31 July 2017 have notified the Responsible Entity in accordance with section 671B of the Corporations Act 2001, are: Date Name Number of stapled securities 9 Feb 17 Vanguard Group 87,569,418 9.05% 23 Mar 17 State Street Corporation 24 Mar 14 Blackrock Group1 11 Jul 16 The Bank of New York Mellon Corporation 1. % voting 57,873,621 5.98% 366,488,530 6.81% 60,381,179 6.24% As disclosed in a substantial holder notice lodged on 24 March 2014 by Blackrock Group, number of securities held unadjusted for 1:6 security consolidation implemented 17 November 2014. Dexus Annual Report 2017 103 Investor Information Additional Information continued Class of securities Dexus has one class of stapled security trading on the ASX with security holders holding stapled securities at 31 July 2017. Spread of securities at 31 July 2017 Range Securities % No. of Holders 941,289,109 92.56 61 50,000 to 100,000 2,742,798 0.27 40 10,001 to 50,000 17,038,189 1.68 1,012 100,000 and over 5,001 to 10,000 17,496,910 1.72 2,546 1,001 to 5,000 32,899,317 3.24 13,867 1 to 1,000 5,500,977 0.54 11,217 1,016,967,300 100.00 28,743 Total At 31 July 2017, the number of security holders holding less than a marketable parcel of 53 Securities ($500) was 428 and they hold in total 2,994 securities. Voting rights At meetings of the security holders of Dexus Diversified Trust, Dexus Industrial Trust, Dexus Office Trust and Dexus Operations Trust, being the Trusts that comprise Dexus, on a show of hands, each security holder of each Trust has one vote. On a poll, each security holder of each Trust has one vote for each dollar of the value of the total interests they have in the Trust. Securities restricted or subject to voluntary escrow There are no stapled securities that are restricted or subject to voluntary escrow. On-market buy-back Dexus has no on-market buy back in place Cost base apportionment For capital gains tax purposes, the cost base apportionment details for Dexus securities for the 12 months ended 30 June 2017 are: Dexus Diversified Trust Dexus Industrial Trust Dexus Office Trust Dexus Operating Trust 1 Jul 2016 to 31 Dec 2016 30.48% 12.47% 52.23% 4.82% 1 Jan 2017 to 30 Jun 2017 28.98% 11.91% 54.30% 4.81 % Date Historical cost base details are available at www.dexus.com 104